{"status":"ok","message-type":"work","message-version":"1.0.0","message":{"indexed":{"date-parts":[[2026,7,28]],"date-time":"2026-07-28T14:40:21Z","timestamp":1785249621741,"version":"3.55.0"},"reference-count":30,"publisher":"IEEE","license":[{"start":{"date-parts":[[2023,12,15]],"date-time":"2023-12-15T00:00:00Z","timestamp":1702598400000},"content-version":"stm-asf","delay-in-days":0,"URL":"https:\/\/doi.org\/10.15223\/policy-029"},{"start":{"date-parts":[[2023,12,15]],"date-time":"2023-12-15T00:00:00Z","timestamp":1702598400000},"content-version":"stm-asf","delay-in-days":0,"URL":"https:\/\/doi.org\/10.15223\/policy-037"}],"funder":[{"DOI":"10.13039\/501100002701","name":"Ministry of Education","doi-asserted-by":"publisher","id":[{"id":"10.13039\/501100002701","id-type":"DOI","asserted-by":"publisher"}]}],"content-domain":{"domain":[],"crossmark-restriction":false},"short-container-title":[],"published-print":{"date-parts":[[2023,12,15]]},"DOI":"10.1109\/bigdata59044.2023.10386518","type":"proceedings-article","created":{"date-parts":[[2024,1,22]],"date-time":"2024-01-22T13:28:47Z","timestamp":1705930127000},"page":"4626-4635","source":"Crossref","is-referenced-by-count":32,"title":["Towards Automated Regulatory Compliance Verification in Financial Auditing with Large Language Models"],"prefix":"10.1109","author":[{"given":"Armin","family":"Berger","sequence":"first","affiliation":[{"name":"Fraunhofer IAIS,Sankt Augustin,Germany"}],"role":[{"vocabulary":"crossref","role":"author"}]},{"given":"Lars","family":"Hillebrand","sequence":"additional","affiliation":[{"name":"Fraunhofer IAIS,Sankt Augustin,Germany"}],"role":[{"vocabulary":"crossref","role":"author"}]},{"given":"David","family":"Leonhard","sequence":"additional","affiliation":[{"name":"Fraunhofer IAIS,Sankt Augustin,Germany"}],"role":[{"vocabulary":"crossref","role":"author"}]},{"given":"Tobias","family":"Deu\u00dfer","sequence":"additional","affiliation":[{"name":"Fraunhofer IAIS,Sankt Augustin,Germany"}],"role":[{"vocabulary":"crossref","role":"author"}]},{"given":"Thiago Bell Felix","family":"De Oliveira","sequence":"additional","affiliation":[{"name":"Fraunhofer IAIS,Sankt Augustin,Germany"}],"role":[{"vocabulary":"crossref","role":"author"}]},{"given":"Tim","family":"Dilmaghani","sequence":"additional","affiliation":[{"name":"PricewaterhouseCoopers GmbH,Dusseldorf,Germany"}],"role":[{"vocabulary":"crossref","role":"author"}]},{"given":"Mohamed","family":"Khaled","sequence":"additional","affiliation":[{"name":"PricewaterhouseCoopers GmbH,Dusseldorf,Germany"}],"role":[{"vocabulary":"crossref","role":"author"}]},{"given":"Bernd","family":"Kliem","sequence":"additional","affiliation":[{"name":"PricewaterhouseCoopers GmbH,Dusseldorf,Germany"}],"role":[{"vocabulary":"crossref","role":"author"}]},{"given":"Rudiger","family":"Loitz","sequence":"additional","affiliation":[{"name":"PricewaterhouseCoopers GmbH,Dusseldorf,Germany"}],"role":[{"vocabulary":"crossref","role":"author"}]},{"given":"Christian","family":"Bauckhage","sequence":"additional","affiliation":[{"name":"Fraunhofer IAIS,Sankt Augustin,Germany"}],"role":[{"vocabulary":"crossref","role":"author"}]},{"given":"Rafet","family":"Sifa","sequence":"additional","affiliation":[{"name":"Fraunhofer IAIS,Sankt Augustin,Germany"}],"role":[{"vocabulary":"crossref","role":"author"}]}],"member":"263","reference":[{"key":"ref1","doi-asserted-by":"publisher","DOI":"10.7557\/18.6816"},{"key":"ref2","article-title":"Finbert: Financial sentiment analysis with pre-trained language models","author":"Araci","year":"2019","journal-title":"arXiv:1908.10063"},{"key":"ref3","doi-asserted-by":"publisher","DOI":"10.1145\/3442442.3451375"},{"key":"ref4","doi-asserted-by":"publisher","DOI":"10.1109\/ICMLA55696.2022.00251"},{"key":"ref5","article-title":"Can gpt models be financial analysts? an evaluation of chatgpt and gpt-4 on mock cfa exams","author":"Callanan","year":"2023","journal-title":"arXiv:2310.08678"},{"key":"ref6","doi-asserted-by":"publisher","DOI":"10.1080\/14765284.2023.2212434"},{"key":"ref7","doi-asserted-by":"publisher","DOI":"10.1145\/3178876.3186166"},{"key":"ref8","doi-asserted-by":"publisher","DOI":"10.1109\/ICMLA55696.2022.00254"},{"key":"ref9","doi-asserted-by":"publisher","DOI":"10.7557\/18.6799"},{"key":"ref10","article-title":"BERT: Pretraining of deep bidirectional transformers for language understanding","volume-title":"Proc. NAACL","author":"Devlin"},{"key":"ref11","doi-asserted-by":"publisher","DOI":"10.1145\/3573128.3609344"},{"key":"ref12","doi-asserted-by":"publisher","DOI":"10.1109\/ICPR56361.2022.9956191"},{"key":"ref13","doi-asserted-by":"publisher","DOI":"10.1109\/BigData55660.2022.10020308"},{"key":"ref14","doi-asserted-by":"publisher","DOI":"10.1111\/1911-3846.12832"},{"key":"ref15","volume-title":"Tree of knowledge: Tok aka tree of knowledge dataset for large language models llm","author":"Hulbert","year":"2023"},{"key":"ref16","doi-asserted-by":"publisher","DOI":"10.1016\/j.frl.2023.103957"},{"key":"ref17","doi-asserted-by":"publisher","DOI":"10.1145\/3560815"},{"key":"ref18","doi-asserted-by":"publisher","DOI":"10.24963\/ijcai.2020\/622"},{"key":"ref19","article-title":"Large language model guided tree-of-thought","author":"Long","year":"2023","journal-title":"arXiv:2305.08291"},{"key":"ref20","doi-asserted-by":"publisher","DOI":"10.1093\/jfr\/fjad004"},{"key":"ref21","volume-title":"Gpt-4 technical report","year":"2023"},{"key":"ref22","doi-asserted-by":"publisher","DOI":"10.1145\/3469096.3474928"},{"key":"ref23","doi-asserted-by":"publisher","DOI":"10.1145\/3342558.3345421"},{"key":"ref24","doi-asserted-by":"publisher","DOI":"10.1109\/IISA.2019.8900741"},{"key":"ref25","article-title":"Llama 2: Open foundation and fine-tuned chat models","author":"Touvron","year":"2023","journal-title":"arXiv:2307.09288"},{"key":"ref26","article-title":"Bloomberggpt: A large language model for finance","author":"Wu","year":"2023","journal-title":"arXiv:2303.17564"},{"key":"ref27","article-title":"Finbert: A pretrained language model for financial communications","author":"Yang","year":"2020","journal-title":"arXiv:2006.08097"},{"key":"ref28","article-title":"Tree of thoughts: Deliberate problem solving with large language models","author":"Yao","year":"2023","journal-title":"arXiv:2305.10601"},{"key":"ref29","article-title":"Leveraging llms for kpis retrieval from hybrid long-document: A comprehensive framework and dataset","author":"Yue","year":"2023","journal-title":"arXiv:2305.16344"},{"key":"ref30","doi-asserted-by":"publisher","DOI":"10.1109\/IUCC-CIT-DSCI-SmartCNS55181.2021.00091"}],"event":{"name":"2023 IEEE International Conference on Big Data (BigData)","location":"Sorrento, Italy","start":{"date-parts":[[2023,12,15]]},"end":{"date-parts":[[2023,12,18]]}},"container-title":["2023 IEEE International Conference on Big Data (BigData)"],"original-title":[],"link":[{"URL":"http:\/\/xplorestaging.ieee.org\/ielx7\/10385234\/10386078\/10386518.pdf?arnumber=10386518","content-type":"unspecified","content-version":"vor","intended-application":"similarity-checking"}],"deposited":{"date-parts":[[2026,1,6]],"date-time":"2026-01-06T18:32:35Z","timestamp":1767724355000},"score":1,"resource":{"primary":{"URL":"https:\/\/ieeexplore.ieee.org\/document\/10386518\/"}},"subtitle":[],"short-title":[],"issued":{"date-parts":[[2023,12,15]]},"references-count":30,"URL":"https:\/\/doi.org\/10.1109\/bigdata59044.2023.10386518","relation":{},"subject":[],"published":{"date-parts":[[2023,12,15]]}}}