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Intell. Syst. Technol."],"published-print":{"date-parts":[[2021,12,31]]},"abstract":"<jats:p>Identification of causal direction between a causal-effect pair from observed data has recently attracted much attention. Various methods based on functional causal models have been proposed to solve this problem, by assuming the causal process satisfies some (structural) constraints and showing that the reverse direction violates such constraints. The nonlinear additive noise model has been demonstrated to be effective for this purpose, but the model class does not allow any confounding or intermediate variables between a cause pair\u2013even if each direct causal relation follows this model. However, omitting the latent causal variables is frequently encountered in practice. After the omission, the model does not necessarily follow the model constraints. As a consequence, the nonlinear additive noise model may fail to correctly discover causal direction. In this work, we propose a confounding cascade nonlinear additive noise model to represent such causal influences\u2013each direct causal relation follows the nonlinear additive noise model but we observe only the initial cause and final effect. We further propose a method to estimate the model, including the unmeasured confounding and intermediate variables, from data under the variational auto-encoder framework. Our theoretical results show that with our model, the causal direction is identifiable under suitable technical conditions on the data generation process. Simulation results illustrate the power of the proposed method in identifying indirect causal relations across various settings, and experimental results on real data suggest that the proposed model and method greatly extend the applicability of causal discovery based on functional causal models in nonlinear cases.<\/jats:p>","DOI":"10.1145\/3482879","type":"journal-article","created":{"date-parts":[[2021,11,29]],"date-time":"2021-11-29T16:56:52Z","timestamp":1638205012000},"page":"1-28","update-policy":"https:\/\/doi.org\/10.1145\/crossmark-policy","source":"Crossref","is-referenced-by-count":5,"title":["Causal Discovery with Confounding Cascade Nonlinear Additive Noise Models"],"prefix":"10.1145","volume":"12","author":[{"given":"Jie","family":"Qiao","sequence":"first","affiliation":[{"name":"School of Computer Science, Guangdong University of Technology, Guangzhou, Guangdong, China"}],"role":[{"role":"author","vocabulary":"crossref"}]},{"given":"Ruichu","family":"Cai","sequence":"additional","affiliation":[{"name":"School of Computer Science, Guangdong University of Technology, China and Guangdong Provincial Key Laboratory of Public Finance and Taxation with Big Data Application, Guangzhou, Guangdong, China"}],"role":[{"role":"author","vocabulary":"crossref"}]},{"given":"Kun","family":"Zhang","sequence":"additional","affiliation":[{"name":"Department of Philosophy, Carnegie Mellon University, Pittsburgh, PA, USA"}],"role":[{"role":"author","vocabulary":"crossref"}]},{"given":"Zhenjie","family":"Zhang","sequence":"additional","affiliation":[{"name":"PVoice Technology, Singapore"}],"role":[{"role":"author","vocabulary":"crossref"}]},{"given":"Zhifeng","family":"Hao","sequence":"additional","affiliation":[{"name":"College of Science, Shantou University, Shantou, Guangdong, China"}],"role":[{"role":"author","vocabulary":"crossref"}]}],"member":"320","published-online":{"date-parts":[[2021,11,29]]},"reference":[{"key":"e_1_3_3_2_2","volume-title":"The Fourier Transform and its Applications","author":"Bracewell Ronald Newbold","year":"1986","unstructured":"Ronald Newbold Bracewell. 1986. 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